Privacy Policy

Protecting Your Privacy

Protecting Your Privacy 

At Wealth & Pension Services Group, Inc. (“WPSG”), maintaining our clients’ trust and confidence is of paramount importance. We are committed to safeguarding your personal information and providing you with the facts and possible ways your information is may be shared.

Please take some time to review our privacy policy and the sharing options available to you.

This notice describes the privacy policies of WPSG. The privacy policies apply to individuals who obtain or apply for a financial product or service for personal, family, or household purposes, or have done so in the past, from any of the businesses listed below:

Our Privacy Principles

• We do not sell customer information
• We do not provide customer information to persons or entities outside of the WPSG family who are doing business for their own marketing purposes
• We contractually require any persons or entities outside of the WPSG family that provide products or services to customers on our behalf to protect the confidentiality of customer information
• We afford prospective customers and former customers the same protections as existing customers in regard to the use of personal information

If you are presently satisfied with the means by which your personal information is collected and shared, no action is necessary. This notice replaces all previous statements of our consumer privacy policy and may be amended at any time. We will update you of our policies annually and will immediately notify you in the event of revisions or amendments to our privacy policy or how we handle your personal information.

If you have any questions about this privacy policy you may call us at (770) 333-0113.

Information We Collect

Nonpublic information we obtain as part of providing you with our services may include (but is not limited to) the following:

• Information we receive from you on applications, questionnaires, subscription documents or other forms including name, address, social security number, assets and income
• Information about your transactions with us, our affiliates, or others, such as balances, payment history, parties to transactions and account usage
• Information about you from other KFM affiliates, credit reporting agencies and other third parties, such as your creditworthiness, credit history and other information

Information That We Share

Sharing of any and all client information is executed in a limited and carefully controlled manner. We use or share your information to identify and protect you against fraud, complete transactions quickly and efficiently, determine the right services to meet your needs, and provide you with proper customer service. Customer information we may share includes (but is not limited to) the following:

• Information we receive from you, such as your name, address, social security number, assets, and income, as provided (i.e. subscription documents or account applications)
• Information about your transactions with us, our affiliates, and others, such as balances, payment history, parties to transactions, and account usage
• Information we receive from affiliates, credit reporting agencies and other third parties not affiliated with us, such as your creditworthiness and credit history

Sharing Information with Third Parties Not Affiliated With WPSG

We disclose information with unaffiliated third parties as required or permitted by law. Please be assured that whatever the reason for sharing your personal information, we take steps to assure that those parties respect your privacy by limiting the use of the information to the purpose for which it was disclosed. These unaffiliated third parties may include (but are not limited to):

• Companies that perform services to your account that we do not provide ourselves. Such services may include account valuation, preparation of account statements, determination of fees and printing services
• Companies that will help protect your account from fraud
• Companies that provide services necessary to effect a transaction that you request or to service your account
• Government agencies, courts, parties to lawsuits, or regulators in response to subpoenas. In such cases, we share only the information that we are required or authorized to share

Confidentiality and Security

The security of your account information is important to us. Only those persons who need your information to perform their job have access to it. In addition, we maintain physical, electronic and procedural security measures that comply with federal regulations to protect your information.

Our employees have limited access to your personal information based upon their responsibilities. All employees are instructed to protect the confidentiality of your personal information as described in these policies, which are strictly enforced.

Former Customers

If you end your relationship with WPSG, we will continue to adhere to the policies and practices described in this notice.